The following questions are designed to help us establish your financial risk tolerance. Your response to these questions will be one input in determining an appropriate investment strategy for you. Other factors will be considered.

We expect this questionnaire will take approximately 20 minutes to complete. Following the basic information gathering, there are 20 “risk tolerance” questions. Please answer each question as best you can (even if none of the answers seem exactly right for your situation).

Once you have completed this questionnaire, we will reach out to you with next steps. Specifically:

1. We will share your “risk tolerance score” with you (the questionnaire assigns you a score between 0 and 100).

2. We will provide instructions on how to share your current investment account statements (a prerequisite for a portfolio review meeting).

3. We will work with you to schedule a time for a full, complimentary, portfolio review meeting.

Thank you,

Herrick Lake Investments